 |
AML Helpline
Our AML Helpline provides you with access to expert advice on any aspect of the practical application of the AML Regulations. AML Helpline advice can be delivered over the phone or face to face. You can use it for:
- confirmation that you are doing the right thing
- an expert opinion on how best to deal with a tricky situation
- an independent review of your existing policies and procedures
- designing and delivering be-spoke AML training for your staff
To use the Helpline you must have pre-purchased credits. A book of 5 credits will cost £50 + VAT. Each simple query resolved will cost 1 credit. Complex problems, consultancy or be-spoke training will consume more credits. To subscribe for credits please click here. For further information please call Graham Gibson on 01738 442299 (Ext 704)
|
|
NEW MLROs
Welcome to the Hot Seat! The post of MLRO is probably the riskiest in any regulated organisation (See: Sindicatum Holdings Case where the MLRO, the unfortunate Mr Wheelhouse, was fined £17,000 personally for his firm’s failings. The firm was fined a further £49,000)
As a starting point you might find it useful to read “Welcome to the Hot Seat”. This is the introductory topic from our AML Package and gives some pointers on the scope of your duties as MLRO.
If you are planning to review your existing AML policy and procedures you should consider investing in our AML Package which contains a lot of useful material and ideas. You might also want to subscribe to our Free AML Law email updates service and invest in some credits for our AML Helpline.
|
|
AML Law
AML-Law is a free service intended for use by MLROs in the UK irrespective of what sector you operate in. Whether your work is regulated by the FSA or your professional body we are all governed by the same AML, POCA and Counter Terrorism legislation (collectively called “AML”) and the court cases that flow from this AML legislation. In the Sources section you will find links to the information we monitor on behalf of subscribers to our Free AML-Law email update service. Please feel free to check the sources yourself, alternatively, you can sign up to our Free AML-Law update service and we will do it for you. The sources cover the following areas:
| - |
Main Acts of Parliament/Statutory Instruments |
| - |
Government and other official sites that you need to monitor |
| - |
Civil and Criminal Court Cases decided in the UK |
| - |
Guidance issued by Supervisory Authorities and Approved by the Revenue under S42(3) |
| - |
Other notes issued by Supervisory Authorities |
| - |
News and Cases decided by Supervisory Authorities |
| - |
Articles of Interest |
|
|
|
|
|
|
Anti-Money Laundering
|
